Operations

Laura Brooks Operations Manager laurabrooks@haysadvisory.com With over 15 years of experience in the financial industry, Laura oversees all operation processes including daily reconciliation and account data maintenance.  Prior to joining Hays Advisory in 2001, she worked with top producers at both Merrill Lynch and Morgan Stanley. Laura uses her experience and vast knowledge of the industry to ensure that client's service needs are handled at the highest level.   Stephanie Davis Trading Manager stephaniedavis@haysadvisory.com Stephanie oversees trading of all individual accounts at Hays Advisory.  Stephanie's more than 10 years experience in the industry and unique technical skills give her the tools to manage Hays' trading operation.  Joining Hays Advisory in 2004, Stephanie's prior experience includes time as a Registered Client Service Associate and Branch Technical Liaison at UBS Financial.

Lyn Green Trader, Client Service Associate lyngreen@haysadvisory.com Lyn's focus is on trading and servicing accounts at Hays Advisory.  Coming to Hays Advisory in 2004 with more than seven years working with top producers at First American, First Union and Wachovia Securities, Lyn uses her wisdom and expertise to ensure our clients service needs are handled at the highest level.

Maryann O'Baid Portfolio Administrator maryannobaid@haysadvisory.com As Portfolio Administrator for Hays Advisory, Maryann oversees billing and audits the accuracy and consistency of portfolio accounting data used to trade managed portfolios and calculate composite performance results. She has over 20 years experience working as a Wire Operator for J C Bradford & Company and then as a Cashier/Wire Operator for Wachovia Securities. Maryann is originally from Brooklyn, N.Y. and moved to Nashville, TN in 1982. As a hobby, she is an avid homemade winemaker.   Jessica Carpenter Portfolio Administrator jessicacarpenter@haysadvisory.com Jessica Carpenter came to Nashville in pursuit of a career in the Christian music industry.  When music became less than a full time job, Jessie began working at Hays Advisory as a receptionist.  Her strong technology skills and attention to detail allowed Jessica to be quickly promoted to a Portfolio Administrator where her responsibilities include reconciliation, new account opening as well as direct assistant to the trading manager.   Wendy Vasquez Chief Compliance Officer Joining Hays Advisory in 2001 to serve as Chief Compliance Officer, Wendy Vasquez brings in-depth knowledge about the securities industry. Her experience has prepared her to handle all aspects of the firm's compliance. Wendy was previously with ProTrader Securities Corporation, a division of Instinet, as Branch Manager of the firm, where she supervised margin lending, options and equity transactions, and compliance.   Patti Doherty-Garcia Compliance Associate, Trader, Client Service Associate pattigarcia@haysadvisory.com As a jack of all trades, Patti's focus at Hays Advisory is compliance.  She works with the CCO to ensure that all day to day compliance procedures are followed.  In addition, she helps with the servicing and trading of new accounts.  Patti moved to TN in 1997 from Boston and has more than 25 years experience in the investment industry. Most recently, she comes to Hays with 11 years of experience with UBS Financial Services where she held positions in operations and the stock option department.   Nicholas Warf Research Associate/Performance Reporting Nick joined Hays Advisory in 2005 with over five years of experience at Smith Barney, where he served as a financial consultant.  At Hays Advisory, he collects data, runs quantitative screens, tracks portfolios and provides the investment committee with requested information on stocks.  Nick also oversees the collection, auditing, and reporting of Hays Advisory's performance figures.    Justin Wood Subscriber Service Associate justinwood@haysadvisory.com In addition to making routine updates to HaysAdvisory.com, Justin provides service, support, and training to the HaysAdvisory.com subscriber base & quickly resolves any outstanding subscriber issues.