Operations - Hays Advisory
 
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OPERATIONS
Quality service is paramount to Hays Advisory at all levels of the firm, and our people do make the difference. Hays Advisory has a history of hiring individuals dedicated to our firm's core values and who are driven to provide the best service and client experience possible.


Laura Brooks - Hays Advisory  

Laura Brooks
OPERATIONS MANAGER
With over 15 years of experience in the financial industry, Laura oversees all operation processes including daily reconciliation and account data maintenance. Prior to joining Hays Advisory in 2001, she worked with top producers at both Merrill Lynch and Morgan Stanley. Laura uses her experience and vast knowledge of the industry to ensure that client's service needs are handled at the highest level.


Stephanie Davis - Hays Advisory  

Stephanie Davis
TRADING MANAGER
Stephanie is the head equity and ETF trader at Hays, and has over 17 years' experience in the industry. She is responsible for determining the best trade execution method across various strategies, and works with multiple trading venues to ensure trades are executed in a market-sensitive, cost-efficient, timely and compliant manner. Joining Hays Advisory in 2004, Stephanie's prior experience includes time as a Registered Client Service Associate and Branch Technical Liaison at UBS Financial. 


Wendy Vasquez - Hays Advisory  

Wendy Vasquez
CHIEF COMPLIANCE OFFICER
Serving as Hays' Chief Compliance Officer since 2001, Wendy Vasquez's experience and in-depth knowledge of the securities industry allows her to manage all aspects of the firm's compliance. Prior to joining Hays, Wendy was a Branch Manager at ProTrader Securities Corporation, a division of Instinet, where she supervised margin lending, options and equity transactions, and compliance.


Lyn Cooks - Hays Advisory  

Lyn Cooks
DIRECTOR OF INFORMATION TECHNOLOGY/TRADING SPECIALIST
Lyn has been a valued member of the Hays Advisory team since 2004. She brings to Hays Advisory over 19 years of experience in the financial industry and over three years in technology. Lyn oversees all information technology concerns for Hays Advisory as well as investing clients in our portfolios. Lyn enjoys spending time with her family, friends and her Jack Russell Terrier.  In her spare time she enjoys helping others; especially children and senior citizens.


Jessica Carpenter - Hays Advisory   Jessica Carpenter
OPERATIONS SPECIALIST
Jessica Carpenter came to Nashville in pursuit of a career in the Christian music industry. When music became less than a full time job, Jessie began working at Hays Advisory as a receptionist. Her strong technology skills and attention to detail allowed Jessica to be quickly promoted to a Portfolio Administrator where her responsibilities include reconciliation, new account opening, as well as direct assistant to the trading manager.

Patti Doherty-Garcia - Hays Advisory   Patti Doherty-Garcia
PORTFOLIO ADMINISTRATOR / COMPLIANCE SPECIALIST
As a jack of all trades, Patti's focus at Hays Advisory is trading. She services and trades accounts, and works with the CCO to ensure that all day-to-day compliance procedures are followed. Patti moved to TN in 1997 from Boston and has over 25 years' experience in the investment industry. Most recently, she comes to Hays with 11 years of experience with UBS Financial Services where she held positions in operations and the stock option department.


Wes Heginbotham - Hays Advisory   Wes Heginbotham
RESEARCH ANALYST 
Wes joined Hays Advisory at the beginning of 2015 after studying finance and mathematics at Belmont University here in Nashville. His responsibilities at Hays include providing the investment committee with timely market data, assisting the oversight of the Hays' Asset Allocation Model, portfolio analytics, and additional research to help clients understand the Hays' money-management process. In June 2017, Wes passed the Chartered Financial Analyst (CFA) level 3 exam and plans to obtain the charter upon completion of the work experience requirement.

 

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